Musical Temperaments and Ratios

Local copy, original at www.phonature.com

Musical harmony is based on the fusing of sounds that are in simple ratio. And the history of musical scale development is the more and more sophisticated design of tone arrangements in an octave to give the best result for the different intervals among tones.

The 2nd and 3rd harmonic : Foundation of Musical Temperaments
The first thing to happen is the octave interval. This is created by blowing to the flute with tightened lips. The tone that goes out from the flute has a frequency that is twice (2nd harmonic) that of the tone blow without tightening lips. For the less experienced flute player, it is difficult to hold onto the higher pitched tone that is an octave higher than normal and the sound switches between these two tones. With some practice, it is even possible to create a even higher pitched note which has a frequency that is 3 times (3rd harmonic) that of the normal tone.

After having the 2nd and 3rd harmonics, interesting things then happen. When we create some sound, a bunch of harmonics comes out that is characteristic of the sounding equipment which is not easy to control separately. However, if we set one instrument to sound at 2 times of a certain frequency and another instrument to sound at 3 times of that frequency, then by making the two instruments to sound at different loudness, we can control their composition fairly easily. In any case, these two sounds will combine together to appear like one.

The Pentatonic Temperament
The first structural design begins when people build on the 2:3 ratio. After getting a tone that is 1.5 times of a beginning tone, another tone that is 1.5 times that of the second tone is the next to follow. This being too far away, a tone that is half that frequency brings the range back to 1.5*1.5/2 = 9/8. So we already have tones that are with ratios 8:9:12:16.

Checking the ratio between succeeding tones, we get 9/8=1.125, 12/9=1.333 and 16/12=1.333. The second and third gaps are too much wider than the first. A easy way out is to insert two tones that are 1.125 times that of the second and third tones. So we get six tones with ratios 8 : 9 : 10.125 : 12 : 13.5 : 16.

Balabiliba !!! we get our first musical temperament.

The ratios between notes are either 1.125 (which is 9/8) or 1.185 (which is 32/27). Due to the simplicity of this scale, the Pentatonic musical scale is frequently used in folk songs, especially those for kids.

In order to give the idea of relative size for different ratios, we give them a scale. For reasons to be explained later in the 12 Equal Temperament Chromatic Scale, we use 1200 cents to represent the difference between two tones that are 2/1 in frequency ratio. The gaps, which in music tonality terms, are called intervals. When represented in cents, the intervals for ratios of 9/8 and 32/27 are 204 cents and 294 cents respectively. The ratio of these two gaps is about 2:3, which is quite acceptable for such a simple structured musical scale.

The Pythagorean temperament A natural extension of the Pentatonic scale is to further subdivide the wider gaps. One tone is 8/9 times of the 12 unit tone and another is 9/8 times of the 13.5 unit tone. If we write the ratios with the lowest tone, we get 1/1, 9/8, 81/64, 4/3, 3/2, 27/16, 243/128, 2/1 respectively.

This scale keeps the ratio for big gap to 9/8, which we call the whole-tone. But there are two not very nice small gaps with ratios of 256/243 (which is 1.0595 or 90 cents) and 2187/2048 (which is 1.0679 or 114 cents) respectively. Their difference is 531441/524288 (which is 1.0136 or 23.5 cents). This difference that cannot eliminate is called the comma, which represents the smallest unit of intervals in common use.

The Just Intonation Temperament
In order to stay with simple ratios, another approach goes from the ground up to replace complicated ratios with simple ratios.

Step 1) Examining the Pythagorus scale, the obviously OK tones are 1/1, 4/3, 3/2, 2/1.Then we use them to create further notes.
Step 2) 3/2 can be rewritten as 6/4 and 2/1 being 8/4. Naturally, we would also want to see 5/4 and 7/4. Likewise, 2/1 is 6/3 and it is good to insert 5/3.

Step 1 1/1

4/3 3/2

2/1
Step 2 4/4
5/4 4/3 6/4 5/3 7/4 8/4
Step 3 4/4
5/4 4/3 6/4 5/3
8/4
Step 4 8/8 9/8 10/8 4/3 12/8 5/3 15/8 16/8
Final 1 9/8 5/4 4/3 3/2 5/3 15/8 2

Step 3) So far so good except that the first gap is too wide and the gap between 5/3 and 7/4 is 21/20 (which is 1.05). This is less than half of any other gaps. So we have to drop either 5/3 or 7/4. Obviously 5/3 is a simpler ratio and so 7/4 is out.
Step 4) Like the Pentatonic scale, we now have 2 big gaps. As in most other musical scale, we repeat the wisdom of dividing of gap by treating 4/4 as 8/8 and likewise for other tones. Which naturally lead us to the addition of 9/8 and 15/8. Do you know why 14/8 is not taken ?
Step 5) Simplify the fractions to smallest numbers to see how small they can be.

The characteristic of the just intonation is, by way of its construction method, consist of tones that are in simple ratios. Because of this, they have strong followings. The spirit of this scale is elegance and perfection, regardless of the difficulties. Indeed there are big difficulties with this scale, especially concerning the change of key.

The Just Intonation scale consists of 3 kinds of gaps, namely 16/15, 10/9 and 9/8 respectively. The intervals are 112, 182 and 204 cents respectively. In contrast to the Pythagorean scale, the Just Intonation has two kinds of whole-tones and only one kind of semi-tone.

The Quarter Comma Mean-Tone Temperament
If we compare the Pythagorean scale and Just Intonation scale, we find that they both consists of eight tones in approximately equal intervals. For convenience, we give them names unison, whole-tone, third, fourth, fifth, sixth, seventh, octave respectively. It is quite interesting that due to the existence of semi-tones, the intervals are not in proportion to the suggested numbers. For example, twice the interval of a fourth is mid-way between a sixth and a seventh, but not the octave !! Another notation is to name the notes in alphabetical order from A to G. For some mysterious reasons, we often begin in C.

The same interval name also mean differently sometimes for the Pythagorean Scale and Just Intonation Scale. When they are different, their ratio and difference in cents is shown.

Tone C D E F G A B C
Name Unison Wholenote Third Fourth Fifth Sixth Seventh Octave
Pythagorean Temperament 1 9/8 81/64 4/3 3/2 27/16 243/128 2
Just Intonation Temperament 1 9/8 5/4 4/3 3/2 5/3 15/8 2
Ratio 1 1 81/80 1 1 81/80 81/80 1

In all cases when they differ, the ratio is 81/80. The interval of this ratio is about 21.5 cents. Many new musical scales are methods to tackle this difference so that the pairs C & E can be consonant.

Note that the third is made by repreating up a fifth 4 times and then goes down 2 octaves. If we make the third of the scale exactly 5/4 as in Just Intonation, we should compress the fifth by a quarter comma so that the compensation is distributed in 4 intervals. The new fifth, although not perfect, is fairly good. This is the Quarter Comma Mean-Tone Temperament. There are other kinds of Mean-Tone Temperaments. But since this is considered the best, so sometimes we omit the Quarter Comma specifier and just call it Mean-Tone Temperament without confusion.

53-Tone Equal Temperament
If we examine the intervals in the Just Intonation and the Pythagorean Temperament, we find that they are very close to simple multiples of the comma.

Ratio 531441/524288 81/80 256/243 16/15 2187/2048 10/9 9/8
Interval 23.5 cents 21.5 cents 90.2 cents 112 cents 114 cents 182 cents 204 cents
Multiples of Comma 1 0.92 3.85 4.76 4.84 7.76 8.70


The use of intervals smaller than a semi-tone in a musical tonal arrangement is called micro-tone temperament. So we are going to design our micro-tone Temperament. Based on the Pythagorean Temperament, if we take semi-tones to be 4 units of a uniform interval, and whole-tones to be 9 such interval, we have divided an octave into 53 equal intervals. Since the Pythagorean Temperament and the Just Intonation Temperament either agree or differ by 81/80, this Temperament can represent both with high precision. The difference from exact tonal values is less than 2 cents for the Pythagorean Temperament and less than 4 cents when approximating the Just Intonation Temperament. Pianos have been built for this 53-Tone Equal Temperament. Though tonal arrangement is good, its use is difficult.

A table for the 53-Tone Equal Temperament is shown below :

53 Microtone Temperament
Division Ratio To Base Note C 3 x Ratio 8 x Ratio Cents Closest Simple Ratio To C Pythaguarean Temperament Name Just Intonation Name
0 1.0000 3.0000 8.0000 0.0000 1/1 C C
1 1.0132 3.0395 8.1053 22.6415 81/80

2 1.0265 3.0795 8.2120 45.2830


3 1.0400 3.1200 8.3201 67.9245


4 1.0537 3.1611 8.4296 90.5660


5 1.0676 3.2027 8.5406 113.2075


6 1.0816 3.2449 8.6530 135.8491


7 1.0959 3.2876 8.7670 158.4906


8 1.1103 3.3309 8.8824 181.1321 10/9

9 1.1249 3.3747 8.9993 203.7736 9/8 D D
10 1.1397 3.4192 9.1178 226.4151


11 1.1547 3.4642 9.2378 249.0566


12 1.1699 3.5098 9.3594 271.6981


13 1.1853 3.5560 9.4826 294.3396


14 1.2009 3.6028 9.6074 316.9811


15 1.2167 3.6502 9.7339 339.6226


16 1.2328 3.6983 9.8620 362.2642


17 1.2490 3.7470 9.9919 384.9057 10/8
E
18 1.2654 3.7963 10.1234 407.5472 81/64 E
19 1.2821 3.8463 10.2567 430.1887


20 1.2990 3.8969 10.3917 452.8302


21 1.3161 3.9482 10.5285 475.4717


22 1.3334 4.0002 10.6671 498.1132 4/3 F F
23 1.3509 4.0528 10.8075 520.7547


24 1.3687 4.1062 10.9498 543.3962


25 1.3867 4.1602 11.0939 566.0377


26 1.4050 4.2150 11.2400 588.6792


27 1.4235 4.2705 11.3879 611.3208


28 1.4422 4.3267 11.5378 633.9623


29 1.4612 4.3836 11.6897 656.6038


30 1.4805 4.4414 11.8436 679.2453


31 1.4999 4.4998 11.9995 701.8868 3/2 G G
32 1.5197 4.5591 12.1575 724.5283


33 1.5397 4.6191 12.3175 747.1698


34 1.5600 4.6799 12.4797 769.8113


35 1.5805 4.7415 12.6440 792.4528


36 1.6013 4.8039 12.8104 815.0943


37 1.6224 4.8671 12.9791 837.7358


38 1.6437 4.9312 13.1499 860.3774


39 1.6654 4.9961 13.3230 883.0189 5/3
A
40 1.6873 5.0619 13.4984 905.6604 27/16 A
41 1.7095 5.1285 13.6761 928.3019


42 1.7320 5.1961 13.8561 950.9434


43 1.7548 5.2645 14.0385 973.5849


44 1.7779 5.3338 14.2233 996.2264


45 1.8013 5.4040 14.4106 1018.8679


46 1.8250 5.4751 14.6003 1041.5094


47 1.8491 5.5472 14.7925 1064.1509


48 1.8734 5.6202 14.9872 1086.7925 15/8
B
49 1.8981 5.6942 15.1845 1109.4340 243/128 B
50 1.9230 5.7691 15.3844 1132.0755


51 1.9484 5.8451 15.5869 1154.7170


52 1.9740 5.9220 15.7921 1177.3585


53 2.0000 6.0000 16.0000 1200.0000 2/1 C C


12-Tone Equal Temperament Chromatic Scale
As always noted, interval for the whole-tone is approximately twice that of the semi-tone. So if we take the interval of a whole-tone to be twice that of a semi-tone, we have a 12-Tone Equal Temperament scale. Taking the unit for a semi-tone in this scale to be 100 cents, then one octave has 1,200 cents. This scale has uniform interval of 100 cents. So it has no problem changing keys. This musical tonal scale is also called Chromatic Scale.

Other Temperaments
Temperaments are proposed to solve problems in getting harmony.

Along the theme of the Mean-Tone scale, we can choose different whole-tone to semi-tone ratio to create different Mean-Tone Temperaments. Since the tonal arrangement in an octave is fixed, this single ratio will define notes in the whole octave.

Along the theme of Equal Temperament, 19-tone and 33 -tone systems have been proposed. They represent a solution mid-way between the 12-tone scale and the 53-tone scale.

It is even possible to have Temperaments with an octave that is not 2. For example, a Hong Kong violinist proposed an octave with frequency ratio of 81/40. This is said to create better harmony in most melodies.

The Mathematical origin of different musical temperaments Essentially, all temperaments are based on the perfect fifth with a frequency ratio of 3/2, which is 1.5. Calculating the LOG value of 3 in base 2 is the ratio between an interval for a 3 and 2.

LOG2(3) = 1.5849625

That means, the interval between the 3rd harmonic and the fundamental is about 1.585 times bigger than the interval for an octave. Unfortunately, this is not easily translated into a simple fraction. So it is impossible to create a uniform scale that covers the 3rd harmonic and the octave. But if it is not going to be uniform, then what systematic approach can be used.

To see how we can create music temperaments that approximately covers both the 2nd and 3rd harmonic, let's convert this number into approximate fractions. The first approximation is obviously 1.5849625 = 1 + 1/2. But are we happy with an octave with just 2 tones ? If not, then let's move on.


If we calculate the fraction and stop at different stages by taking the last denominator to the nearest integer, the fractions are in sequence :
3/2 , 8/5, 19/12, 84/53

If we take away one octave to see the ratio of the fifth in an octave, we have :
1/2, 3/5, 7/12, 31/53

Here we can see the Pentatonic Temperament, 12-Tone Equal Temperament Chromatic Scale, and the almost perfect 53-Tone Equal Temperament.

There is a simple way to assess how good they are. If the rounding is insignificant, the truncated fraction expansion is a good approximation to the actual value. So seeing that 2.26 is close to 2, the 7/12 octave fifth is a good approximation, and likewise for 31/53, but not for the other two.

So from a mathematical viewpoint, the development of the musical temperaments is a natural consequence of having more and more precise musical instruments and better musical actueness over many generations of cultural conditioning. If we go on with the calculation, the next fractions will be 179/306 and 389/665. I cannot foresee one day when our ears can perceive such fine details. Also in view that even the 53-Tone Equal Temperament piano did not become popular, it is unlikely some one would like to play a 306-Tone or 665-Tone Equal Temperament piano. So we can conveniently declare here the end of search for more accurate musical temperaments. If there are any new developments, it is bound to appear along other ideas than better approximation of the perfect fifth.